• Full-time

Publication date: 2024.02.05

Company name not disclosed

#2135 Internal control related to securities operations

  • Back Office / Assistant
  • Tokyo
  • Salary ¥7M~10M
#2135【証券業界を変革する金融ベンチャー】証券業務に関する内部管理
職種Position Back Office / Assistant
会社概要Company profile This position is available only for people residing in Japan.

[Company Profile]
The hiring company is an independent financial adviser (IFA), whose members are from former securities firms and provides management advice to individual investors.

[Background of recruitment]
For expansion

[Attractive points of company/work]
・The company aims to "make people happy by doing the right job", eliminating "pushy sales through product quotas, disregard for customer wishes and short-term transfers" and realising "neutral, professional, customer-oriented and proactive career development".
仕事内容Job description [Job description]
・The hiring company aims to become the number one financial institution in Japan. As the internal management manager for the nationwide sales offices within the head office, you will be responsible for internal management work related to securities operations.
・You will be responsible for management tasks such as checking whether sales activities are being carried out appropriately, managing transaction data, and compliance-related matters.

[Job details]
・Confirmation and administrative processing related to starting business with customers
・Delivery affairs related to transactions and related operations
・Business related to the receipt, delivery and storage of customers' deposited securities, etc.
・Management of administrative department

[Expectations for this position]
This is an important position for the company, which is rapidly expanding with the establishment of new bases based on the philosophy of "fundamentally changing the financial industry."
応募資格Requirement [Requirements]
・Those who have experience in compliance work at a financial institution
・Required Japanese language ability: Native

[Preferred requirements]
・Securities sales representative internal management manager
・Class-1 Sales Representative
・Class-2 Sales Representative
日本語力Japanese level Native
雇用形態Employment type Full-time
勤務エリアLocation Tokyo
勤務時間Working hours 9:00~18:00
想定年収Salary ¥7M~10M
条件・待遇Condition [Conditions]
Employment Type: Permanent
Trial period: 3 months
Estimated annual income: ¥7M~10M
Work location: Tokyo
Working hours: 9:00~18:00
Holidays: 2 days a week (Saturdays and Sundays), national holidays
Vacation: Summer vacation, year-end and New Year holidays, and other vacations available
Benefits: Complete social insurance, commuting allowance (according to company regulations), and other benefits
選考についてProcess [About selection]
Number of applicants: Not fixed
Documents required for application: resume, resume of work
Online interview: Available
Interview language: Japanese
Number of interviews (flow): 3~4 times
* May change depending on the situation of the candidate
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